Nex Systems
Type not stated

DOUGLAS FRANK CMELIK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/07/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011027047201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Douglas Frank Cmelik, Respondent General Securities Principal, General Securities Representative, Municipal Securities Principal, Registered Options Principal, and General Securities Sales Supervisor CRD No. 2850522 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Douglas Frank Cmelik, submit this Letter of

    Reference 2011027047201finra.orgdata-portal.finra.org

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