Nex Systems
Type not stated

DOUGLAS GREGORY BEZIO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/14/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20110279926 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Douglas Gregory Bezio, Respondent General Securities Representative CRD No. 1935693 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Douglas Gregory Bezio ("Bezio" or "Respondent") submits this Letter of Acceptance, Waiver and

    Reference 2011027992602data-portal.finra.orgfinra.org

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