Nex Systems
Type not stated

DOUGLAS HALL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/26/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT No. 2010024250201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: United Planners Financial Services of America, A Limited Partnership CRD No. 20804 Douglas Hall Registered Principal CRD No. 2577937 Registered Principal CRD No. Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, United Planners Financial Services of America, A Limited Partnership ("United Planners," or the "Firm"),

    Reference 2010024250201finra.orgdata-portal.finra.org

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