Nex Systems
Type not stated

DOUGLAS M. LOUNSBURY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/11/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007009655101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Douglas M. Lounsbury, Respondent Investment Company Products/Variable Contracts Representative CRD No. 1163614 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Douglas M. Lounsbury, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2007009655101data-portal.finra.orgfinra.org

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