Nex Systems
Type not stated

DOUGLAS W. CAMPBELL JR.

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/28/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. DOUGLAS W. CAMPBELL, JR. CRD No. 2462754 Respondent. Disciplinary Proceeding No. ELI2004039101 Hearing Officer -- DRP ORDER ACCEPTING OFFER OF SETTLEMENT Date: November 28, 2006 INTRODUCTION Disciplinary Proceeding No. ELI2004039101 was filed on August 24, 2004, by the Department of Enforcement of NASD ("Complainant"). Respondent Douglas W. Campbell, Jr. ("Respondent") submitted an Offer of Settlement ("Offer") to Complainant on

    Reference ELI2004039101data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.