Nex Systems
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DOUGLAS WILLIAM HEMKE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/05/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007008095501 To: Department of Enforcement FINRA Re: Douglas William Hemke Financial and Operations Principal, General Securities Representative and Principal, Municipal Securities Principal and Options Principal (CRD No. 1204584) Pursuant to NASD Rule 9216 of the FINRA Code of Procedure, Douglas William Hemke submits this Letter of Acceptance, Waiver and Consent for the purpose of proposing a settlement of the

    Reference 2007008095501data-portal.finra.orgfinra.org

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