E*Trade Futures LLC
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/12/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049700801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: E*TRADE Futures LLC (f/k/a Aperture, LLC d/b/a OptionsHouse), Former Broker-Dealer CRD No. 145562 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, E*TRADE Futures LLC (f/k/a Aperture, LLC d/b/a OptionsHouse), ("OMSL," the "Firm," or "Respondent"), submits this Letter
Reference 2016049700801data-portal.finra.orgfinra.org
Other names2
Also known as2
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