Nex Systems
Type not stated

E*TRADE PROFESSIONAL TRADING LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/09/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20042000034-01 TO: Market Regulation Department NASD RE: E*TRADE Professional Trading, LLC, Respondent CRD No. 39293 Pursuant to Rule 9216 of NASD Code of Procedure, E*TRADE Professional Trading, LLC, Respondent ("ETFT" or the "firm"), previously known as Momentum Securities, LLC, submits this Letter of Acceptance, Waiver and

    Reference 2004200003401finra.orgdata-portal.finra.org

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