Nex Systems
Type not stated

EARL JULIUS JOHNSON III

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/17/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013038535601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Earl Julius Johnson III, Respondent General Securities Representative CRD No. 4274899 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Earl Julius Johnson III ("Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2013038535601data-portal.finra.orgfinra.org

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