Nex Systems
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EARL R. EASTMAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/15/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006006441701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Earl R. Eastman, Respondent General Securities Representative CRD No. 841188 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Earl R. Eastman, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on

    Reference 2006006441701data-portal.finra.orgfinra.org

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