Nex Systems
Type not stated

Ecoban Securities Corporation

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/03/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065096501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Ecoban Securities Corporation (Respondent) Member Firm CRD No. 29112 Pursuant to FINRA Rule 9216, Respondent Ecoban Securities Corporation (Ecoban) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2020065096501data-portal.finra.orgfinra.org

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