Nex Systems
Type not stated

EDGETRADE.COM INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/13/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. EAF0401060001 TO: Department of Enforcement NASD RE: Edgetrade.com, Inc., CRD No. 42071 Joel Rosenfeld, CRD No. 1344127 Respondents Pursuant to Rule 9216 of NASD Code of Procedure, Respondents Edgetrade.com, Inc. ("Edgetrade" or "the firm") and Joel Rosenfeld ("Rosenfeld") (collectively referred to as "Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described

    Reference EAF0401060001data-portal.finra.orgfinra.org

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