Nex Systems
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EDWARD A. MARTIN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/25/2005: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Edward A. Martin, Respondent General Securities Principal and General Securities Representative [CRD No. 2193457], Disciplinary Proceeding No. C05040084 Hearing Officer: DRP ORDER ACCEPTING OFFER OF SETTLEMENT Date: February 25, 2005 Respondent. INTRODUCTION Disciplinary Proceeding No. C05040084 was filed on November 22, 2004, by the Department of Enforcement of NASD ("Complainant"). Respondent Edward A. Martin submitted an Offer of

    Reference C05040084data-portal.finra.orgfinra.org

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