Nex Systems
Type not stated

EDWARD C. BARTLETT III

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/29/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090199692-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Edward C. Bartlett III, Respondent Former Registered Representative CRD No. 1808797 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2009019969201finra.orgdata-portal.finra.org

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