Nex Systems
Type not stated

EDWARD D. JOHNSON JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/08/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007007422001 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Johnson Rice & Company, L.L.C. CRD No. 19524, Edward D. Johnson, Jr. General Securities Principal CRD No 259293 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Johnson Rice & Company, L.L.C. (''JRC") and Edward D. Johnson, Jr. ("Johnson") (referred to collectively as "Respondents"), submit this Letter of Acceptance,

    Reference 2007007422001data-portal.finra.orgfinra.org

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