Nex Systems
Type not stated

EDWARD J. JEFFERY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/11/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007011939401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Edward J. Jeffery. Respondent General Securities Representative and General Securities Principal CRD No. 2296293 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Edward I Jeffery, submit this Letter of Acceptance, Waiver and Consent ("AWC”) for the purpose of

    Reference 2007011939401data-portal.finra.orgfinra.org

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