Nex Systems
Type not stated

EDWARD MILKIE

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/07/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Milkie Ferguson Investments, Inc. (CRD No. 17606), Edward Milkie (CRD No. 871257), Manny Aizen (CRD No. 1676247), Daniel Levin (CRD No. 707280), and Scott Schroeder (CRD No. 2277248), Respondents. Disciplinary Proceeding No. 2009016271801 Hearing Officer - MC ORDER ACCEPTING OFFER OF SETTLEMENT AS TO RESPONDENT MILKIE

    Reference 2009016271801data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.