Nex Systems
Type not stated

EDWARD NELSON COLBURN JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/11/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070094338 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Edward Nelson Colburn, Jr., Respondent General Securities Representative CRD No. 1079357 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Edward Nelson Colburn, Jr., submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2007009433801data-portal.finra.orgfinra.org

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