Nex Systems
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EDWARD R. SEGUR III

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/20/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044591701 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Edward R. Segur III (CRD No. 3040824), Respondent. Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Edward R. Segur III (CRD No. 3040824) ("Segur" or ''Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2015044591701data-portal.finra.orgfinra.org

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