Nex Systems
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EDWARD S. GAY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/05/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026121804 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Edward S. Gay, Respondent General Securities Representative and Investment Company Products and Variable Contracts Representative CRD No. 4410790 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Edward S. Gay (''Gay" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent (''AWC") for the

    Reference 2011026121804data-portal.finra.orgfinra.org

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