Nex Systems
Type not stated

EDWIN RODRIGUEZ JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/20/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT: NO. C10050020 TO: Department of Enforcement NASD RE: Edwin Rodriguez, Jr. (CBD No. 1952747) Respondent Pursuant to Rule 9216 of NASD Code of Procedure, I, Edwin Rodriguez, Jr. ("Rodriguez" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is

    Reference C10050020finra.orgdata-portal.finra.org

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