Nex Systems
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Efrain B. Trujillo

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/17/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017054755208 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Efrain B. Trujillo (Respondent) General Securities Principal and General Securities Representative CRD No. 3106482 Pursuant to FINRA Rule 9216, Respondent Efrain B. Trujillo submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2017054755208data-portal.finra.orgfinra.org

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