Nex Systems
Type not stated

EHRENKRANTZ KING NUSSBAUM INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/02/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. ELI2003001101 TO: Department of Enforcement NASD RE: EKN Financial Services Inc. (formerly known as Ehrenkrantz King Nussbaum, Inc.) [BD No. 113525] Anthony Ottimo, Sr. [CRD No. 2974369] Thomas Michael Giugliano [CRD No. 2804591] Michael Patrick Benvenuto [CRD No. 1839351] William Thomas Baker [CRD No. 1804430] Pursuant to Rule 9216 of NASD Code of Procedure, EKN Financial Services, Inc. (formerly known as Ehrenkratz King Nussbaum, Inc.)("EKN") Anthony

    Reference ELI2003001101data-portal.finra.orgfinra.org

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