Nex Systems
Type not stated

EIGHT PINES SECURITIES LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/29/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014039129001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Eight Pines Securities LLC, Respondent Member Firm CRD No. 153794 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Eight Pines Securities LLC (hereinafter, "Eight Pines" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2014039129001data-portal.finra.orgfinra.org

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