Nex Systems
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EKATERINA MESTRE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/01/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012035157202 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ekaterina Mestre, Respondent General Securities Representative CRD No. 5747882 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Ekaterina Mestre ("Mestre") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2012035157202data-portal.finra.orgfinra.org

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