Nex Systems
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Eli Broverman

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/21/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20150480471-03 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Eli Broverman, Respondent Financial and Operations Principal, Operations Professional, Corporate Securities Representative, General Securities Principal CRD No. 5655953 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Eli Broverman ("Broverman") submits this Letter of

    Reference 2015048047103finra.orgdata-portal.finra.org

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