Nex Systems
Type not stated

ELIE MICHEL GENADRY

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/17/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E0220030940-01 TO: Department of Enforcement NASD RE: Montecito Advisors, Inc. Respondent Member CRD No. 104004 Elie Michel Genadry, Respondent Investment Company/Variable Products Principal CRD No. 721443 Pursuant to Rule 9216 of NASD Code of Procedure, Respondents submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II. This AWC is submitted on the condition

    Reference E022003094001data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.