Nex Systems
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ELIZABETH IRENE SYMONS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/10/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013037724801 TO: Department of Enforcement Financial lndustry Regulatory Authority ("FINRA") RE: Elizabeth Irene Symons, Respondent Registered Representative CRD No. 2569248 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Elizabeth Irene Symons ("Symons" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2013037724801data-portal.finra.orgfinra.org

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