Nex Systems
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ELLIS GERALD HALLIBURTON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/13/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007009605001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ellis Gerald Halliburton, Respondent Limited Representative-Investment Company and Variable Contracts Products CRD No. 4505479 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Ellis Gerald Halliburton ("Respondent" or "Halliburton") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the

    Reference 2007009605001data-portal.finra.orgfinra.org

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