Nex Systems
Type not stated

Elmer Richard Ferguson

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/24/2025: Respondent failed to pay a $775,346 arbitration award and failed to prove that he had a bona fide inability to pay or make a meaningful payment toward the award. Respondent is therefore suspended from associating with any FINRA member in any capacity.

    Reference ARB250016data-portal.finra.orgfinra.org

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