Nex Systems
Type not stated

ELTON JOHNSON JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/28/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ELTON JOHNSON, JR., CRD No. 844428, Respondent. Disciplinary Proceeding No. C3A030008 Hearing Officer - DMF ORDER: (1) SETTING ASIDE DEFAULT DECISION DATED MAY 15, 2006; and (2) ACCEPTING OFFER OF SETTLEMENT INTRODUCTION On March 28, 2003, the Department of Enforcement of NASD ("Complainant") initiated this Disciplinary Proceeding No. C3A030008 against respondent Elton Johnson, Jr. ("Respondent"). On May 15, 2006, the Office of

    Reference C3A030008data-portal.finra.orgfinra.org

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