Nex Systems
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Emidio Lorenzo Natale

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/16/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013035441801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Emidio Lorenzo Natale (CRD No. 2183886), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure. I, Emidio Lorenzo Natale ("Natale" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2013035441801data-portal.finra.orgfinra.org

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