Nex Systems
Type not stated

EMILIO A. DISANLUCIANO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/14/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010020933302 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Felix Investments LLC, Respondent Member Firm (BD No. 148441), William L. Barkow, Respondent General Securities Representative (CRD No. 2660220), Emilio A. DiSanluciano, Respondent General Securities Representative (CRD No. 2755224), and Frank G. Mazzo

    Reference 2010020933302data-portal.finra.orgfinra.org

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