Nex Systems
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EMILY PALMER VITALE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/01/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014040053801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Emily Palmer Vitale, Respondent General Securities Principal CRD No. 1664984 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Emily Palmer Vitale ("Vitale") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2014040053801data-portal.finra.orgfinra.org

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