Nex Systems
Type not stated

Enclave Capital LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/25/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015046229701 To: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Enclave Capital LLC, Respondent Member Firm BD No. 22732 Pursuant to FINRA Rule 9216 of FINRA's code of Procedure

    Reference 2015046229701data-portal.finra.orgfinra.org

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