Nex Systems
Type not stated

ENRIQUE GUIDO PFLUCKER AKA HENRY LUCAS

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/05/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010025736701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Enrique Guido Pflucker (also known as Henry Lucas), Respondent General Securities Representative CRD No. 4789342 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Enrique Guido Pflucker (also known as Henry Lucas) ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

    Reference 2010025736701data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.