Nex Systems
Type not stated

EREZ HEN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/09/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008014647401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Erez Hen, Respondent General Securities Representative CRD No. 4086802 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2008014647401data-portal.finra.orgfinra.org

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