Nex Systems
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ERIC ANDY FISZER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/19/2008: FINANCIAL INDUSTRY REGULATORY AUTHOR!ITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007010577101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Eric Andy Fiszer, Respondent Investment Company/Variable Contracts Representative CRD No. 4381776 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Eric Andy Fiszer [or Respondent] submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2007010577101data-portal.finra.orgfinra.org

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