Nex Systems
Type not stated

ERIC D. ARLT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/27/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005001745201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: I-TRADEdirect.com Corp. (CRD No. 18281) Eric D. Arlt (CRD No. 2306499) Brian E. Sanders (CRD No. 2743309) Pursuant to Rule 9216 of NASD Code of Procedure, I-TRADEdirect.com Corp. (Member), Eric D. Arlt, and Brian E. Sanders (collectively referred to as Respondents)

    Reference 2005001745201data-portal.finra.orgfinra.org

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