Nex Systems
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Eric Edward Nicolassy

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/24/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063382401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Eric Edward Nicolassy (Respondent) General Securities Representative CRD No. 6244539 Pursuant to FINRA Rule 9216, Respondent Eric Edward Nicolassy submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2019063382401finra.orgdata-portal.finra.org

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