Nex Systems
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ERIC EVERSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/22/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070118850 To: Department of Enforcement FINRA Re: Eric Everson Investment Company/Variable Contracts Products Representative CRD No. 1492773 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Eric Everson (Everson), submit this Letter of Acceptance Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2007011885001data-portal.finra.orgfinra.org

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