Nex Systems
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ERIC JAY MARSHALL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/11/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007007161501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: First Dallas Securities, Inc. CRD No. 24549 Eric Jay Marshall General Securities Representative and Research Analyst CRD No. 2981115 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, First Dallas Securities, Inc. ("FDS"), Eric Jay Marshall ("Marshall") and

    Reference 2007007161501data-portal.finra.orgfinra.org

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