Nex Systems
Type not stated

Eric Kunis

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/19/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016047630701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Eric Kunis, Respondent General Securities Representative CRD No. 2361728 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Eric Kunis, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2016047630701finra.orgdata-portal.finra.org

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