Nex Systems
Type not stated

ERIC N. ZOLLER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/06/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016048854601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Eric N. Zoller, Respondent General Securities Representative CRD No. 4795542 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2016048854601finra.orgdata-portal.finra.org

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