Nex Systems
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ERIC WILLIAM ELLINGHAUS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/24/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013038417601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Eric William Ellinghaus, Respondent General Securities Representative CRD No. 2589213 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Eric William Ellinghaus ("Ellinghaus" or "Respondent'') submits this Letter of Acceptance. Waiver and Consent (''AWC") for the purpose of proposing

    Reference 2013038417601data-portal.finra.orgfinra.org

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