Nex Systems
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ERIK ALONSO VEGA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/30/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ERIK ALONSO VEGA (CRD No. 5849735), Respondent. DISCIPLINARY PROCEEDING No. 2011026004801 Hearing Officer-LBB ORDER ACCEPTING OFFER OF SETTLEMENT Date: May 30, 2012 INTRODUCTION Disciplinary Proceeding No. 2011026004801 was filed on March 9, 2012, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Erik Alonso Vega submitted an Offer

    Reference 2011026004801data-portal.finra.orgfinra.org

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