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Erin Bridget Settle

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/09/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071239401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Erin Bridget Settle (Respondent) Former General Securities Representative and Investment Company and Variable Contracts Products Representative CRD No. 6932754 Pursuant to FINRA Rule 9216, Respondent Erin Bridget Settle submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2021071239401data-portal.finra.orgfinra.org

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