Nex Systems
Type not stated

EUROPA SECURITIES LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/27/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009016164101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Europa Securities LLC, Respondent Member Firm CRD No. 28493 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Europa Securities LLC, ("Europa" or "Respondent") submits this Letter of Acceptance, Waiver and Consent

    Reference 2009016164101finra.orgdata-portal.finra.org

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