Type not stated
Screen this subjectEvan Von Scales
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/17/2025: Between October 2023 and December 2023, Scales engaged in an outside business activity without disclosing the business to Fidelity. As a result, Scales violated FINRA Rules 3270 and 2010. For this conduct, Scales is suspended in all capacities for three months and fined $5,000.
Reference 2024083203501finra.orgdata-portal.finra.org
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