EVERTRADE DIRECT BROKERAGE INC.

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/03/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20130358301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: EverTrade Direct Brokerage, Inc., Respondent Member Firm CRD No. 47388. Pursuant to F!NRA Rule 9216 of FINRA's Code of Procedure, Respondent EverTrade Direct Brokerage, Inc. ("EverTrade" or "the Firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement
Reference 2013035830101data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/09/2015: FINANCIAL INDUSTRY REGULATORY AUTORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013035830101 TO: Department of Enforcement ("FINRA") RE: EverTrade Direct Brokerage, lnc., Respondent Member Firm CRD No. 47388 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent EverTrade Direct Brokerage, Inc. (''EverTrade" or "the Firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing
Reference 2015035830101data-portal.finra.org finra.org

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